November 12, 2020

FCA Directory

In preparation for the publication of Directory Persons on 23 November for dual regulated firms, there will be a FCA Connect outage from 18:00 on 20 November to 18:30 on 22 December. In addition, there will be restrictions on Directory Persons submissions via Connect from 5pm on 19 November.

This is a good time to remind members that solo-regulated firms must submit their Directory Persons data via Connect by the deadline of 31 March 2021 using the single entry submission form.

The FCA will begin to incrementally display data from solo-regulated firms as it is submitted - the data will start to be published from 14 December 2020. The last date for single entry submissions to appear from the outset of this publication is 9 December 2020.