GOOD PRACTICE GUIDANCE

The AFEP produce Good Practice Guidance documents for members on an ad hoc basis. The aim is to provide members with insight and guidance on areas specific to their business.
If there is an topic or area that you would like to see a good practice guide on, please contact Liz Allison

Anti Money Laundering and Counter Terrorist Financing

10/6/2021
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Customer Communications

22/11/2020
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Customer Communication - example Pricing Policy

22/11/2020
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Safeguarding

15/7/2020
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AML v 1 - this document has now been updated. Please refer to the June 2021 version

14/7/2020
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Customer Interest and Conflicts of Interest

13/7/2020
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Corporate Governance

10/7/2020
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Risk Management

8/7/2020
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Technological Solutions to Fraud Prevention

17/5/2016
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Treating Customers Fairly

20/11/2015
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Sanction Screening Tools Guide

14/10/2015
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AML Customer Due Diligence

13/3/2015
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